Sundheim Daniel S.'s Form 4 filing
Sight Sciences, Inc. (SGHT) · filed Jul 21, 2021
- Accession no.
- 0000902664-21-003604
- Filed
- Jul 21, 2021, 4:36 PM ET
- Trade date
- Jul 19, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $16.8M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sundheim Daniel S.CIK 0001621588 | 10% Owner |
| D1 Capital Partners L.P.CIK 0001747057 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 19, 2021 | Common Stock, $0.001 par value per share ("Common Stock") | CConversionAcquired | +5,152,036 | –F1 | – | 5,152,036 | Indirect | |
| Jul 19, 2021 | Common Stock | PPurchaseAcquired | +700,000 | $24.00 | +$16,800,000 | 5,852,036 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 19, 2021 | Common Stock | CConversionDisposed | −3,780,790 | $0.00 | $0 | 0 | Indirect | |
| Jul 19, 2021 | Common Stock | CConversionDisposed | −1,371,246 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock was convertible at any time, at the holder's election, into shares of the Issuer's Common Stock on a 2-for-1 basis. The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 2-for-1 basis upon the closing of the Issuer's initial public offering. The Series E Convertible Preferred Stock and the Series F Convertible Preferred Stock did not have an expiration date.
Referenced by the price of 1 transaction in Table I.