Adage Capital Partners, L.P.'s Form 4 filing
GCM Grosvenor Inc.GCMG · filed Jul 13, 2021
- Accession no.
- 0000902664-21-003498
- Filed
- Jul 13, 2021, 3:41 PM ET
- Trade date
- May 18-Jun 21, 2021
- Filing delay
- 56 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 21 non-derivative transactions. Open-market purchases total $3.14M. Open-market sales total $1.55M. It was filed 56 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adage Capital Partners, L.P.CIK 0001163846 | 10% Owner |
| Adage Capital Partners GP, L.L.C.CIK 0001165408 | 10% Owner |
| Adage Capital Advisors, L.L.C.CIK 0001403403 | 10% Owner |
| Atchinson RobertCIK 0001403404 | 10% Owner |
| Gross PhillipCIK 0001403413 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2021 | Class A Common Stock, $0.0001 par value | SSaleAcquired | +3,448 | $12.65 | +$43,617.2 | 4,762,105 | Indirect | |
| May 19, 2021 | Class A Common Stock | SSaleDisposed | −25,000 | $12.56 | −$314,017.5 | 4,737,105 | Indirect | |
| May 19, 2021 | Class A Common Stock | SSaleDisposed | −15,000 | $12.69 | −$190,344 | 4,722,105 | Indirect | |
| May 19, 2021 | Class A Common Stock | SSaleDisposed | −25,000 | $12.71 | −$317,625 | 4,697,105 | Indirect | |
| May 19, 2021 | Class A Common Stock | SSaleDisposed | −3,421 | $12.71 | −$43,472.36 | 4,693,684 | Indirect | |
| May 20, 2021 | Class A Common Stock | SSaleDisposed | −50,000 | $12.75 | −$637,635 | 4,643,684 | Indirect | |
| Jun 3, 2021 | Class A Common Stock | PPurchaseAcquired | +25,000 | $11.48 | +$286,905 | 4,668,684 | Indirect | |
| Jun 4, 2021 | Class A Common Stock | PPurchaseAcquired | +25,000 | $11.25 | +$281,232.5 | 4,693,684 | Indirect | |
| Jun 7, 2021 | Class A Common Stock | PPurchaseAcquired | +41,115 | $10.71 | +$440,341.65 | 4,734,799 | Indirect | |
| Jun 8, 2021 | Class A Common Stock | PPurchaseAcquired | +2,585 | $10.65 | +$27,530.25 | 4,737,384 | Indirect | |
| Jun 9, 2021 | Class A Common Stock | PPurchaseAcquired | +7,895 | $10.55 | +$83,289.09 | 4,745,279 | Indirect | |
| Jun 10, 2021 | Class A Common Stock | PPurchaseAcquired | +14,554 | $10.50 | +$152,750.05 | 4,759,833 | Indirect | |
| Jun 11, 2021 | Class A Common Stock | PPurchaseAcquired | +15,000 | $10.45 | +$156,718.5 | 4,774,833 | Indirect | |
| Jun 11, 2021 | Class A Common Stock | PPurchaseAcquired | +50,000 | $10.24 | +$512,155 | 4,824,833 | Indirect | |
| Jun 11, 2021 | Class A Common Stock | PPurchaseAcquired | +25,000 | $10.25 | +$256,182.5 | 4,849,833 | Indirect | |
| Jun 14, 2021 | Class A Common Stock | PPurchaseAcquired | +36,552 | $10.22 | +$373,393.3 | 4,886,385 | Indirect | |
| Jun 14, 2021 | Class A Common Stock | PPurchaseAcquired | +25,000 | $10.10 | +$252,500 | 4,911,385 | Indirect | |
| Jun 14, 2021 | Class A Common Stock | PPurchaseAcquired | +2,042 | $10.00 | +$20,420 | 4,913,427 | Indirect | |
| Jun 16, 2021 | Class A Common Stock | PPurchaseAcquired | +6,562 | $10.15 | +$66,604.3 | 4,919,989 | Indirect | |
| Jun 18, 2021 | Class A Common Stock | PPurchaseAcquired | +2,818 | $10.15 | +$28,600.73 | 4,922,807 | Indirect | |
| Jun 21, 2021 | Class A Common Stock | PPurchaseAcquired | +19,979 | $10.20 | +$203,739.85 | 4,942,786 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The Reporting Persons disgorged to the Issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, that resulted from the transactions reported herein.