Adage Capital Partners, L.P.'s Form 4 filing
GCM Grosvenor Inc. (GCMG) · filed Jul 13, 2021
- Accession no.
- 0000902664-21-003498
- Filed
- Jul 13, 2021, 3:41 PM ET
- Trade date
- May 18-Jun 21, 2021
- Filing delay
- 56 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 21 non-derivative transactions and 0 derivative transactions. Open-market purchases total $3.14M. Open-market sales total $1.55M. It was filed 56 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adage Capital Partners, L.P.CIK 0001163846 | 10% Owner |
| Adage Capital Partners GP, L.L.C.CIK 0001165408 | 10% Owner |
| Adage Capital Advisors, L.L.C.CIK 0001403403 | 10% Owner |
| Atchinson RobertCIK 0001403404 | 10% Owner |
| Gross PhillipCIK 0001403413 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2021 | Class A Common Stock, $0.0001 par value | SSaleAcquired | +3,448 | $12.65 | +$43,617.2 | 4,762,105 | Indirect | |
| May 19, 2021 | Class A Common Stock | SSaleDisposed | −25,000 | $12.56 | −$314,017.5 | 4,737,105 | Indirect | |
| May 19, 2021 | Class A Common Stock | SSaleDisposed | −15,000 | $12.69 | −$190,344 | 4,722,105 | Indirect | |
| May 19, 2021 | Class A Common Stock | SSaleDisposed | −25,000 | $12.71 | −$317,625 | 4,697,105 | Indirect | |
| May 19, 2021 | Class A Common Stock | SSaleDisposed | −3,421 | $12.71 | −$43,472.36 | 4,693,684 | Indirect | |
| May 20, 2021 | Class A Common Stock | SSaleDisposed | −50,000 | $12.75 | −$637,635 | 4,643,684 | Indirect | |
| Jun 3, 2021 | Class A Common Stock | PPurchaseAcquired | +25,000 | $11.48 | +$286,905 | 4,668,684 | Indirect | |
| Jun 4, 2021 | Class A Common Stock | PPurchaseAcquired | +25,000 | $11.25 | +$281,232.5 | 4,693,684 | Indirect | |
| Jun 7, 2021 | Class A Common Stock | PPurchaseAcquired | +41,115 | $10.71 | +$440,341.65 | 4,734,799 | Indirect | |
| Jun 8, 2021 | Class A Common Stock | PPurchaseAcquired | +2,585 | $10.65 | +$27,530.25 | 4,737,384 | Indirect | |
| Jun 9, 2021 | Class A Common Stock | PPurchaseAcquired | +7,895 | $10.55 | +$83,289.09 | 4,745,279 | Indirect | |
| Jun 10, 2021 | Class A Common Stock | PPurchaseAcquired | +14,554 | $10.50 | +$152,750.05 | 4,759,833 | Indirect | |
| Jun 11, 2021 | Class A Common Stock | PPurchaseAcquired | +15,000 | $10.45 | +$156,718.5 | 4,774,833 | Indirect | |
| Jun 11, 2021 | Class A Common Stock | PPurchaseAcquired | +50,000 | $10.24 | +$512,155 | 4,824,833 | Indirect | |
| Jun 11, 2021 | Class A Common Stock | PPurchaseAcquired | +25,000 | $10.25 | +$256,182.5 | 4,849,833 | Indirect | |
| Jun 14, 2021 | Class A Common Stock | PPurchaseAcquired | +36,552 | $10.22 | +$373,393.3 | 4,886,385 | Indirect | |
| Jun 14, 2021 | Class A Common Stock | PPurchaseAcquired | +25,000 | $10.10 | +$252,500 | 4,911,385 | Indirect | |
| Jun 14, 2021 | Class A Common Stock | PPurchaseAcquired | +2,042 | $10.00 | +$20,420 | 4,913,427 | Indirect | |
| Jun 16, 2021 | Class A Common Stock | PPurchaseAcquired | +6,562 | $10.15 | +$66,604.3 | 4,919,989 | Indirect | |
| Jun 18, 2021 | Class A Common Stock | PPurchaseAcquired | +2,818 | $10.15 | +$28,600.73 | 4,922,807 | Indirect | |
| Jun 21, 2021 | Class A Common Stock | PPurchaseAcquired | +19,979 | $10.20 | +$203,739.85 | 4,942,786 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.