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Adage Capital Partners, L.P.'s Form 4 filing

GCM Grosvenor Inc. (GCMG) · filed Jul 13, 2021

Accession no.
0000902664-21-003497
Filed
Jul 13, 2021, 3:39 PM ET
Trade date
Feb 23-May 12, 2021
Filing delay
140 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 30 non-derivative transactions and 0 derivative transactions. Open-market purchases total $601.6K. Open-market sales total $7.42M. It was filed 140 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Adage Capital Partners, L.P.CIK 000116384610% Owner
Adage Capital Partners GP, L.L.C.CIK 000116540810% Owner
Adage Capital Advisors, L.L.C.CIK 000140340310% Owner
Atchinson RobertCIK 000140340410% Owner
Gross PhillipCIK 000140341310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 23, 2021Class A Common Stock, $0.0001 par valueSSaleDisposed−395$13.26−$5,237.75,282,412Indirect
Feb 24, 2021Class A Common StockSSaleDisposed−25,000$13.23−$330,847.55,257,412Indirect
Feb 24, 2021Class A Common StockSSaleDisposed−25,000$13.28−$332,007.55,232,412Indirect
Feb 24, 2021Class A Common StockSSaleDisposed−900$13.31−$11,982.065,231,512Indirect
Mar 2, 2021Class A Common StockSSaleDisposed−7,481$13.50−$100,993.55,224,031Indirect
Mar 8, 2021Class A Common StockSSaleDisposed−25,000$13.03−$325,8605,199,031Indirect
Mar 8, 2021Class A Common StockSSaleDisposed−10,000$12.96−$129,5505,189,031Indirect
Apr 14, 2021Class A Common StockSSaleDisposed−24,720$12.26−$303,188.335,164,311Indirect
Apr 15, 2021Class A Common StockSSaleDisposed−11,139$12.25−$136,493.965,153,172Indirect
Apr 16, 2021Class A Common StockSSaleDisposed−440$12.25−$5,3905,152,732Indirect
Apr 19, 2021Class A Common StockSSaleDisposed−3,658$12.10−$44,264.735,149,074Indirect
Apr 21, 2021Class A Common StockPPurchaseAcquired+200$11.25+$2,2505,149,274Indirect
Apr 22, 2021Class A Common StockSSaleDisposed−200$12.25−$2,4505,149,074Indirect
Apr 23, 2021Class A Common StockSSaleDisposed−50,000$12.79−$639,6755,099,074Indirect
Apr 23, 2021Class A Common StockSSaleDisposed−5,560$13.02−$72,368.965,093,514Indirect
Apr 23, 2021Class A Common StockSSaleDisposed−35,000$12.82−$448,6375,058,514Indirect
Apr 26, 2021Class A Common StockSSaleDisposed−102$13.00−$1,3265,058,412Indirect
Apr 27, 2021Class A Common StockSSaleDisposed−40,066$13.00−$520,946.155,018,346Indirect
Apr 28, 2021Class A Common StockSSaleDisposed−38,400$13.25−$508,8004,979,946Indirect
Apr 28, 2021Class A Common StockSSaleDisposed−15,000$13.14−$197,038.54,964,946Indirect
Apr 29, 2021Class A Common StockSSaleDisposed−35,000$13.31−$465,8014,929,946Indirect
Apr 29, 2021Class A Common StockSSaleDisposed−50,000$13.31−$665,5104,879,946Indirect
Apr 29, 2021Class A Common StockSSaleDisposed−900$13.36−$12,026.524,879,046Indirect
Apr 30, 2021Class A Common StockSSaleDisposed−44,708$13.25−$592,582.194,834,338Indirect
May 4, 2021Class A Common StockSSaleDisposed−50,000$13.02−$650,8004,784,338Indirect
May 5, 2021Class A Common StockSSaleDisposed−7,990$13.50−$107,866.64,776,348Indirect
May 6, 2021Class A Common StockSSaleDisposed−34,906$13.33−$465,370.284,741,442Indirect
May 7, 2021Class A Common StockSSaleDisposed−25,000$13.40−$335,0404,716,442Indirect
May 10, 2021Class A Common StockSSaleDisposed−889$13.35−$11,868.154,715,553Indirect
May 12, 2021Class A Common StockPPurchaseAcquired+50,000$11.99+$599,3254,765,553Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)