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Adage Capital Partners, L.P.'s Form 4 filing

GCM Grosvenor Inc.GCMG · filed Jul 13, 2021

Accession no.
0000902664-21-003496
Filed
Jul 13, 2021, 3:37 PM ET
Trade date
Jan 12-Feb 23, 2021
Filing delay
182 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 30 non-derivative transactions. Open-market purchases total $588.1K. Open-market sales total $5.43M. It was filed 182 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Adage Capital Partners, L.P.CIK 000116384610% Owner
Adage Capital Partners GP, L.L.C.CIK 000116540810% Owner
Adage Capital Advisors, L.L.C.CIK 000140340310% Owner
Atchinson RobertCIK 000140340410% Owner
Gross PhillipCIK 000140341310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 12, 2021Class A Common Stock, $0.0001 par valueSSaleDisposed−15,000$13.39−$200,782.55,625,717Indirect
Jan 12, 2021Class A Common StockSSaleDisposed−2,200$13.50−$29,7005,623,517Indirect
Jan 14, 2021Class A Common StockSSaleDisposed−2,196$13.50−$29,6465,621,321Indirect
Jan 14, 2021Class A Common StockSSaleDisposed−2,312$13.50−$31,2125,619,009Indirect
Jan 20, 2021Class A Common StockSSaleDisposed−10,000$13.42−$134,2015,609,009Indirect
Jan 22, 2021Class A Common StockSSaleDisposed−11,588$13.42−$155,538.775,597,421Indirect
Jan 26, 2021Class A Common StockSSaleDisposed−50,000$13.51−$675,2655,547,421Indirect
Jan 26, 2021Class A Common StockSSaleDisposed−10,000$13.58−$135,7975,537,421Indirect
Jan 27, 2021Class A Common StockSSaleDisposed−50,000$13.50−$675,2155,487,421Indirect
Jan 29, 2021Class A Common StockSSaleDisposed−580$13.50−$7,8305,486,841Indirect
Jan 29, 2021Class A Common StockSSaleDisposed−5,449$13.46−$73,333.195,481,392Indirect
Jan 29, 2021Class A Common StockSSaleDisposed−1,200$13.25−$15,9005,480,192Indirect
Feb 2, 2021Class A Common StockSSaleDisposed−1,408$13.51−$19,026.025,478,784Indirect
Feb 5, 2021Class A Common StockSSaleDisposed−39,313$13.50−$530,725.55,439,471Indirect
Feb 5, 2021Class A Common StockSSaleDisposed−3,716$13.41−$49,825.995,435,755Indirect
Feb 8, 2021Class A Common StockSSaleDisposed−100$13.50−$1,3505,435,655Indirect
Feb 8, 2021Class A Common StockSSaleDisposed−1,614$13.40−$21,628.575,434,041Indirect
Feb 9, 2021Class A Common StockSSaleDisposed−11,349$13.50−$153,211.55,422,692Indirect
Feb 9, 2021Class A Common StockSSaleDisposed−5,393$13.50−$72,805.55,417,299Indirect
Feb 10, 2021Class A Common StockSSaleDisposed−50,000$13.53−$676,2505,367,299Indirect
Feb 10, 2021Class A Common StockSSaleDisposed−9,397$13.60−$127,807.665,357,902Indirect
Feb 10, 2021Class A Common StockSSaleDisposed−20,800$13.60−$282,8805,337,102Indirect
Feb 11, 2021Class A Common StockSSaleDisposed−434$13.65−$5,924.15,336,668Indirect
Feb 12, 2021Class A Common StockSSaleDisposed−6,458$13.51−$87,234.025,330,210Indirect
Feb 17, 2021Class A Common StockSSaleDisposed−3,722$13.40−$49,892.295,326,488Indirect
Feb 17, 2021Class A Common StockSSaleDisposed−14,681$13.25−$194,526.195,311,807Indirect
Feb 18, 2021Class A Common StockSSaleDisposed−25,000$13.26−$331,5205,286,807Indirect
Feb 22, 2021Class A Common StockPPurchaseAcquired+21,000$12.75+$267,716.45,307,807Indirect
Feb 22, 2021Class A Common StockPPurchaseAcquired+25,000$12.82+$320,422.55,332,807Indirect
Feb 23, 2021Class A Common StockSSaleDisposed−50,000$13.29−$664,2505,282,807Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

The Reporting Persons disgorged to the Issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, that resulted from the transactions reported herein.

Read the full filing on SEC EDGAR (opens in a new tab)