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Adage Capital Partners, L.P.'s Form 4 filing

GCM Grosvenor Inc. (GCMG) · filed Jul 13, 2021

Accession no.
0000902664-21-003496
Filed
Jul 13, 2021, 3:37 PM ET
Trade date
Jan 12-Feb 23, 2021
Filing delay
182 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 30 non-derivative transactions and 0 derivative transactions. Open-market purchases total $588.1K. Open-market sales total $5.43M. It was filed 182 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Adage Capital Partners, L.P.CIK 000116384610% Owner
Adage Capital Partners GP, L.L.C.CIK 000116540810% Owner
Adage Capital Advisors, L.L.C.CIK 000140340310% Owner
Atchinson RobertCIK 000140340410% Owner
Gross PhillipCIK 000140341310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 12, 2021Class A Common Stock, $0.0001 par valueSSaleDisposed−15,000$13.39−$200,782.55,625,717Indirect
Jan 12, 2021Class A Common StockSSaleDisposed−2,200$13.50−$29,7005,623,517Indirect
Jan 14, 2021Class A Common StockSSaleDisposed−2,196$13.50−$29,6465,621,321Indirect
Jan 14, 2021Class A Common StockSSaleDisposed−2,312$13.50−$31,2125,619,009Indirect
Jan 20, 2021Class A Common StockSSaleDisposed−10,000$13.42−$134,2015,609,009Indirect
Jan 22, 2021Class A Common StockSSaleDisposed−11,588$13.42−$155,538.775,597,421Indirect
Jan 26, 2021Class A Common StockSSaleDisposed−50,000$13.51−$675,2655,547,421Indirect
Jan 26, 2021Class A Common StockSSaleDisposed−10,000$13.58−$135,7975,537,421Indirect
Jan 27, 2021Class A Common StockSSaleDisposed−50,000$13.50−$675,2155,487,421Indirect
Jan 29, 2021Class A Common StockSSaleDisposed−580$13.50−$7,8305,486,841Indirect
Jan 29, 2021Class A Common StockSSaleDisposed−5,449$13.46−$73,333.195,481,392Indirect
Jan 29, 2021Class A Common StockSSaleDisposed−1,200$13.25−$15,9005,480,192Indirect
Feb 2, 2021Class A Common StockSSaleDisposed−1,408$13.51−$19,026.025,478,784Indirect
Feb 5, 2021Class A Common StockSSaleDisposed−39,313$13.50−$530,725.55,439,471Indirect
Feb 5, 2021Class A Common StockSSaleDisposed−3,716$13.41−$49,825.995,435,755Indirect
Feb 8, 2021Class A Common StockSSaleDisposed−100$13.50−$1,3505,435,655Indirect
Feb 8, 2021Class A Common StockSSaleDisposed−1,614$13.40−$21,628.575,434,041Indirect
Feb 9, 2021Class A Common StockSSaleDisposed−11,349$13.50−$153,211.55,422,692Indirect
Feb 9, 2021Class A Common StockSSaleDisposed−5,393$13.50−$72,805.55,417,299Indirect
Feb 10, 2021Class A Common StockSSaleDisposed−50,000$13.53−$676,2505,367,299Indirect
Feb 10, 2021Class A Common StockSSaleDisposed−9,397$13.60−$127,807.665,357,902Indirect
Feb 10, 2021Class A Common StockSSaleDisposed−20,800$13.60−$282,8805,337,102Indirect
Feb 11, 2021Class A Common StockSSaleDisposed−434$13.65−$5,924.15,336,668Indirect
Feb 12, 2021Class A Common StockSSaleDisposed−6,458$13.51−$87,234.025,330,210Indirect
Feb 17, 2021Class A Common StockSSaleDisposed−3,722$13.40−$49,892.295,326,488Indirect
Feb 17, 2021Class A Common StockSSaleDisposed−14,681$13.25−$194,526.195,311,807Indirect
Feb 18, 2021Class A Common StockSSaleDisposed−25,000$13.26−$331,5205,286,807Indirect
Feb 22, 2021Class A Common StockPPurchaseAcquired+21,000$12.75+$267,716.45,307,807Indirect
Feb 22, 2021Class A Common StockPPurchaseAcquired+25,000$12.82+$320,422.55,332,807Indirect
Feb 23, 2021Class A Common StockSSaleDisposed−50,000$13.29−$664,2505,282,807Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)