Vinciarelli Patrizio's Form 4 filing
Vicor Corp (VICR) · filed Aug 3, 2021
- Accession no.
- 0000901484-21-000010
- Filed
- Aug 3, 2021
- Trade date
- Jul 30-Aug 2, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.05M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Vinciarelli PatrizioCIK 0000901484 | Director, Officer (Chairman and CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2021 | Common Stock | SSaleDisposed | −4,651 | $115.00 | −$534,865 | 9,758,893 | Direct | |
| Jul 30, 2021 | Common Stock | MOption exerciseAcquired | +3,551 | $6.77 | +$24,040.27 | 9,762,444 | Direct | |
| Jul 30, 2021 | Common Stock | SSaleDisposed | −3,551 | $116.00 | −$411,916 | 9,758,893 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +6,449 | $6.77 | +$43,659.73 | 9,765,342 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −6,449 | $116.00 | −$748,084 | 9,758,893 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $6.77 | +$67,700 | 9,768,893 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −10,000 | $117.00 | −$1,170,000 | 9,758,893 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $6.77 | +$67,700 | 9,768,893 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −10,000 | $118.00 | −$1,180,000 | 9,758,893 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +20 | $6.77 | +$135.4 | 9,758,913 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −20 | $119.00 | −$2,380 | 9,758,893 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2021 | Common Stock | MOption exerciseDisposed | −3,551 | $0.00 | $0 | 463,668 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseDisposed | −26,469 | $0.00 | $0 | 437,199 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.