Vinciarelli Patrizio's Form 4 filing
Vicor Corp (VICR) · filed Jul 30, 2021
- Accession no.
- 0000901484-21-000009
- Filed
- Jul 30, 2021
- Trade date
- Jul 29, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.89M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Vinciarelli PatrizioCIK 0000901484 | Director, Officer (Chairman & CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2021 | Common Stock | SSaleDisposed | −10,000 | $113.00 | −$1,130,000 | 9,778,181 | Direct | |
| Jul 29, 2021 | Common Stock | SSaleDisposed | −10,000 | $114.00 | −$1,140,000 | 9,768,181 | Direct | |
| Jul 29, 2021 | Common Stock | SSaleDisposed | −4,637 | $115.00 | −$533,255 | 9,763,544 | Direct | |
| Jul 29, 2021 | Common Stock | MOption exerciseAcquired | +712 | $6.77 | +$4,820.24 | 9,764,256 | Direct | |
| Jul 29, 2021 | Common Stock | SSaleDisposed | −712 | $115.00 | −$81,880 | 9,763,544 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2021 | Common Stock | MOption exerciseDisposed | −712 | $0.00 | $0 | 467,219 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.