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Schwarzman Stephen A's Form 4 filing

Gates Industrial Corp Ltd.GTES · filed Mar 14, 2024

Accession no.
0000899243-24-000190
Filed
Mar 14, 2024, 7:48 PM ET
Trade date
Mar 12, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 30 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schwarzman Stephen ACIK 000107084410% Owner
Blackstone Inc.CIK 000139381810% Owner
Blackstone Group Management L.L.C.CIK 000140407110% Owner
Blackstone Holdings III L.P.CIK 000140407310% Owner
Blackstone Holdings III GP L.P.CIK 000147880910% Owner
Blackstone Holdings III GP Management L.L.C.CIK 000147881510% Owner
Bto GP L.L.C.CIK 000172866710% Owner
Blackstone Tactical Opportunities LR Associates (Cayman) Ltd.CIK 000172882210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 12, 2024Ordinary SharesSSaleDisposed−750,330–F1–750,330IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−725,544–F1–725,544IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−2,484–F1–2,484IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−153,039–F1–153,039IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−35,265–F1–35,265IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−750,330–F1–750,330IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−725,544–F1–725,544IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−2,484–F1–2,484IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−153,039–F1–153,039IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−35,265–F1–35,265IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−750,333–F1–750,333IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−725,544–F1–725,544IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−2,484–F1–2,484IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−153,039–F1–153,039IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−35,265–F1–35,265IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−750,333–F1–750,333IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−725,545–F1–725,545IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−2,484–F1–2,484IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−153,039–F1–153,039IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−35,265–F1–35,265IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−750,333–F1–750,333IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−725,547–F1–725,547IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−2,484–F1–2,484IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−153,039–F1–153,039IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−35,268–F1–35,268IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−750,333–F1–750,333IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−725,547–F1–725,547IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−2,486–F1–2,486IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−153,040–F1–153,040IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−35,268–F1–35,268IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The aggregate premium amounts received by each Reporting Person for the sale of the call options is as follows: (a) $1,687,796.79 to BX Gates ML-1 Holdco LLC, (b) $1,632,041.30 to BX Gates ML-2 Holdco LLC, (c) $5,588.26 to BX Gates ML-3 Holdco LLC, (d) $344,246.30 to BX Gates ML-4 Holdco LLC and (e) $79,327.35 to BX Gates ML-5 Holdco LLC.

Referenced by the price of 30 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)