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Blackstone GTS Co-Invest L.P.'s Form 4 filing

Gates Industrial Corp Ltd.GTES · filed Mar 14, 2024

Accession no.
0000899243-24-000188
Filed
Mar 14, 2024, 7:36 PM ET
Trade date
Mar 12, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 30 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Blackstone GTS Co-Invest L.P.CIK 000161150810% Owner
BTO Omaha Manager L.L.C.CIK 000172864210% Owner
BTO Omaha Holdings L.P.CIK 000172864310% Owner
Blackstone Tactical Opportunities Management Associates (Cayman) L.P.CIK 000172866510% Owner
Blackstone Management Associates (Cayman) VI L.P.CIK 000172866910% Owner
Blackstone Family Investment Partnership (Cayman) VI-ESC L.P.CIK 000172867110% Owner
Blackstone Capital Partners (Cayman) VI L.P.CIK 000172867210% Owner
BCP VI GP L.L.C.CIK 000172867310% Owner
Blackstone LR Associates (Cayman) VI Ltd.CIK 000172882410% Owner
Omaha Aggregator (Cayman) L.P.CIK 000177929010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 12, 2024Ordinary SharesSSaleDisposed−750,330–F1–750,330IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−725,544–F1–725,544IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−2,484–F1–2,484IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−153,039–F1–153,039IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−35,265–F1–35,265IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−750,330–F1–750,330IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−725,544–F1–725,544IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−2,484–F1–2,484IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−153,039–F1–153,039IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−35,265–F1–35,265IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−750,333–F1–750,333IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−725,544–F1–725,544IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−2,484–F1–2,484IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−153,039–F1–153,039IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−35,265–F1–35,265IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−750,333–F1–750,333IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−725,545–F1–725,545IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−2,484–F1–2,484IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−153,039–F1–153,039IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−35,265–F1–35,265IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−750,333–F1–750,333IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−725,547–F1–725,547IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−2,484–F1–2,484IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−153,039–F1–153,039IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−35,268–F1–35,268IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−750,333–F1–750,333IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−725,547–F1–725,547IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−2,486–F1–2,486IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−153,040–F1–153,040IndirectDuplicate filing
Mar 12, 2024Ordinary SharesSSaleDisposed−35,268–F1–35,268IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The aggregate premium amounts received by each Reporting Person for the sale of the call options is as follows: (a) $1,687,796.79 to BX Gates ML-1 Holdco LLC, (b) $1,632,041.30 to BX Gates ML-2 Holdco LLC, (c) $5,588.26 to BX Gates ML-3 Holdco LLC, (d) $344,246.30 to BX Gates ML-4 Holdco LLC and (e) $79,327.35 to BX Gates ML-5 Holdco LLC.

Referenced by the price of 30 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)