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BX Gates ML-1 Holdco LLC's Form 4 filing

Gates Industrial Corp Ltd.GTES · filed Mar 14, 2024

Accession no.
0000899243-24-000187
Filed
Mar 14, 2024, 7:34 PM ET
Trade date
Mar 12, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 30 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
BX Gates ML-1 Holdco LLCCIK 000188485610% Owner
BX Gates ML-2 Holdco LLCCIK 000188486410% Owner
BX Gates ML-3 Holdco LLCCIK 000188486610% Owner
BX Gates ML-4 Holdco LLCCIK 000188486810% Owner
BX Gates ML-5 Holdco LLCCIK 000188486910% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 12, 2024Ordinary SharesSSaleDisposed−750,330–F1–750,330Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−725,544–F1–725,544Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−2,484–F1–2,484Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−153,039–F1–153,039Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−35,265–F1–35,265Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−750,330–F1–750,330Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−725,544–F1–725,544Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−2,484–F1–2,484Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−153,039–F1–153,039Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−35,265–F1–35,265Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−750,333–F1–750,333Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−725,544–F1–725,544Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−2,484–F1–2,484Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−153,039–F1–153,039Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−35,265–F1–35,265Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−750,333–F1–750,333Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−725,545–F1–725,545Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−2,484–F1–2,484Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−153,039–F1–153,039Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−35,265–F1–35,265Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−750,333–F1–750,333Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−725,547–F1–725,547Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−2,484–F1–2,484Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−153,039–F1–153,039Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−35,268–F1–35,268Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−750,333–F1–750,333Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−725,547–F1–725,547Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−2,486–F1–2,486Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−153,040–F1–153,040Indirect
Mar 12, 2024Ordinary SharesSSaleDisposed−35,268–F1–35,268Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The aggregate premium amounts received by each Reporting Person for the sale of the call options is as follows: (a) $1,687,796.79 to BX Gates ML-1 Holdco LLC, (b) $1,632,041.30 to BX Gates ML-2 Holdco LLC, (c) $5,588.26 to BX Gates ML-3 Holdco LLC, (d) $344,246.30 to BX Gates ML-4 Holdco LLC and (e) $79,327.35 to BX Gates ML-5 Holdco LLC.

Referenced by the price of 30 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)