CVF, LLC's Form 4 filing
Fractyl Health, Inc. (GUTS) · filed Feb 6, 2024
- Accession no.
- 0000899243-24-000153
- Filed
- Feb 6, 2024, 8:39 PM ET
- Trade date
- Feb 6, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market purchases total $5.00M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| CVF, LLCCIK 0001112278 | 10% Owner |
| HCC Manager LLCCIK 0001844818 | Other: (4) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2024 | Common Stock | CConversionAcquired | +3,419,876 | – | – | 3,419,876 | Direct | |
| Feb 6, 2024 | Common Stock | CConversionAcquired | +920,661 | – | – | 4,340,537 | Direct | |
| Feb 6, 2024 | Common Stock | PPurchaseAcquired | +333,333 | $15.00 | +$4,999,995 | 4,673,870 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2024 | Series D Preferred Stock | CConversionDisposed | −4,090,872 | – | – | 0 | Direct | |
| Feb 6, 2024 | Series E Preferred Stock | CConversionDisposed | −2,914,228 | – | – | 0 | Direct | |
| Feb 6, 2024 | Series F Preferred Stock | CConversionDisposed | −333,957 | – | – | 0 | Direct | |
| Feb 6, 2024 | Convertible Promissory Note | CConversionDisposed | 0 | – | – | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.