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Shrier David L.'s Form 4 filing

GRIID Infrastructure Inc. (GRDI) · filed Dec 29, 2023

Accession no.
0000899243-23-020697
Filed
Dec 29, 2023
Trade date
Dec 28, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $16.8K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Shrier David L.CIK 0001838659Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 28, 2023Common StockPPurchaseAcquired+2,250$4.80F2,F3+$10,8002,250Direct
Dec 28, 2023Common StockPPurchaseAcquired+400$4.76F3,F4+$1,904400Indirect
Dec 28, 2023Common StockPPurchaseAcquired+800$5.09F3,F7+$4,072800Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the volume-weighted average purchase price of several purchases made on the open market at prices ranging from $4.60 to $5.09 per share.

Referenced by the price of 1 transaction in Table I.

F3

The reporting person undertakes to provide (upon request by the SEC staff, the Issuer or a security holder of the Issuer) full information regarding the number of shares purchased at each separate price.

Referenced by the price of 3 transactions in Table I.

F4

Represents the volume-weighted average purchase price of several purchases made on the open market at prices ranging from $4.75 to $4.78 per share.

Referenced by the price of 1 transaction in Table I.

F7

Represents the volume-weighted average purchase price of several purchases made on the open market at prices ranging from $4.94 to $5.43 per unit.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)