Hilal Paul C's Form 4 filing
Dollar Tree, Inc.DLTR · filed Dec 21, 2023
- Accession no.
- 0000899243-23-020673
- Filed
- Dec 21, 2023, 5:24 PM ET
- Trade date
- Dec 19-20, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 14 derivative transactions. Open-market purchases total $99.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hilal Paul CCIK 0001413084 | Director |
| Mantle Ridge LPCIK 0001695459 | Other: Director by deputization |
| MR Cobalt Advisor LLCCIK 0001893902 | Other: Director by deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2023 | Common Stock | PPurchaseAcquired | +8,414 | $132.65F1 | +$1,116,117.1 | 11,374,045 | Indirect | |
| Dec 20, 2023 | Common Stock | PPurchaseAcquired | +112,103 | $133.68F2 | +$14,985,929.04 | 11,486,148 | Indirect | |
| Dec 20, 2023 | Common Stock | PPurchaseAcquired | +557,788 | $134.43F3 | +$74,983,440.84 | 12,043,936 | Indirect | |
| Dec 20, 2023 | Common Stock | PPurchaseAcquired | +60,557 | $135.35F4 | +$8,196,389.95 | 12,104,493 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 19, 2023 | Common Stock | SSaleDisposed | −252,460 | $60.27 | −$15,215,764.2 | 0 | Indirect | |
| Dec 19, 2023 | Common Stock | SSaleDisposed | −502,401 | $65.14 | −$32,726,401.14 | 0 | Indirect | |
| Dec 19, 2023 | Common Stock | SSaleDisposed | −493,231 | $65.14 | −$32,129,067.34 | 0 | Indirect | |
| Dec 19, 2023 | Common Stock | SSaleDisposed | −116,250 | $65.14 | −$7,572,525 | 0 | Indirect | |
| Dec 19, 2023 | Common Stock | PPurchaseAcquired | +900,360 | $55.87 | +$50,303,113.2 | 900,360 | Indirect | |
| Dec 19, 2023 | Common Stock | PPurchaseAcquired | +636,151 | $67.86 | +$43,169,206.86 | 636,151 | Indirect | |
| Dec 19, 2023 | Common Stock | SSaleDisposed | −1,753,655 | $79.83 | −$139,994,278.65 | 0 | Indirect | |
| Dec 19, 2023 | Common Stock | SSaleDisposed | −1,753,655 | $80.01 | −$140,309,936.55 | 0 | Indirect | |
| Dec 19, 2023 | Common Stock | SSaleDisposed | −1,753,655 | $80.23 | −$140,695,740.65 | 0 | Indirect | |
| Dec 19, 2023 | Common Stock | SSaleDisposed | −184,000 | $74.93 | −$13,787,120 | 0 | Indirect | |
| Dec 19, 2023 | Common Stock | SSaleDisposed | −301,800 | $74.93 | −$22,613,874 | 0 | Indirect | |
| Dec 19, 2023 | Common Stock | SSaleDisposed | −2,160,401 | $65.14 | −$140,728,521.14 | 0 | Indirect | |
| Dec 19, 2023 | Common Stock | PPurchaseAcquired | +2,501,339 | $55.87 | +$139,749,809.93 | 2,501,339 | Indirect | |
| Dec 19, 2023 | Common Stock | PPurchaseAcquired | +6,231,104 | $67.86 | +$422,842,717.44 | 6,231,104 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the weighted average purchase price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $132.26 to $132.91, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects the weighted average purchase price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $133.03 to $134.00, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects the weighted average purchase price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $134.00 to $134.99, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects the weighted average purchase price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $135.00 to $135.72, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Referenced by the price of 1 transaction in Table I.
Remarks
In connection with the transactions described in this Form 4, the Mantle Ridge Funds will pay to the Issuer the amounts prescribed by Section 16(b) of the Securities Exchange Act of 1934 and the rules thereunder arising from the reported transactions.