Schwarzman Stephen A's Form 4 filing
Gates Industrial Corp Ltd. (GTES) · filed Dec 15, 2023
- Accession no.
- 0000899243-23-020643
- Filed
- Dec 15, 2023, 4:30 PM ET
- Trade date
- Dec 13, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 0 derivative transactions. Open-market sales total $192.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwarzman Stephen ACIK 0001070844 | 10% Owner |
| Blackstone Inc.CIK 0001393818 | 10% Owner |
| Blackstone Group Management L.L.C.CIK 0001404071 | 10% Owner |
| Blackstone Holdings III L.P.CIK 0001404073 | 10% Owner |
| Blackstone Holdings III GP L.P.CIK 0001478809 | 10% Owner |
| Blackstone Holdings III GP Management L.L.C.CIK 0001478815 | 10% Owner |
| Bto GP L.L.C.CIK 0001728667 | 10% Owner |
| Blackstone Tactical Opportunities LR Associates (Cayman) Ltd.CIK 0001728822 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Ordinary Shares | SSaleDisposed | −7,765,936 | $11.15 | −$86,590,186.4 | 43,344,256 | Indirect | Duplicate filing |
| Dec 13, 2023 | Ordinary Shares | SSaleDisposed | −7,509,392 | $11.15 | −$83,729,720.8 | 41,912,404 | Indirect | Duplicate filing |
| Dec 13, 2023 | Ordinary Shares | SSaleDisposed | −25,713 | $11.15 | −$286,699.95 | 143,510 | Indirect | Duplicate filing |
| Dec 13, 2023 | Ordinary Shares | SSaleDisposed | −1,583,956 | $11.15 | −$17,661,109.4 | 8,840,582 | Indirect | Duplicate filing |
| Dec 13, 2023 | Ordinary Shares | SSaleDisposed | −365,003 | $11.15 | −$4,069,783.45 | 2,037,205 | Indirect | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.