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DiMaio John Michael's Form 4 filing

Spectral AI, Inc. (MDAI) · filed Nov 22, 2023

Accession no.
0000899243-23-020460
Filed
Nov 22, 2023
Trade date
Sep 12-Nov 20, 2023
Filing delay
71 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 0 derivative transactions. Open-market purchases total $14.7K. It was filed 71 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
DiMaio John MichaelCIK 000199385610% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 12, 2023Common Stock, par value $0.0001 per sharePPurchaseAcquired+1,000$5.97+$5,9702,478,855Indirect
Sep 13, 2023Common Stock, par value $0.0001 per sharePPurchaseAcquired+198$5.07+$1,003.862,479,053Indirect
Nov 14, 2023Common Stock, par value $0.0001 per sharePPurchaseAcquired+355$2.81+$997.552,479,408Indirect
Nov 16, 2023Common Stock, par value $0.0001 per sharePPurchaseAcquired+500$2.68+$1,3402,479,908Indirect
Nov 20, 2023Common Stock, par value $0.0001 per sharePPurchaseAcquired+2,000$2.67+$5,3402,481,908Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)