Northern Right Capital Management, L.P.'s Form 4 filing
Great Elm Group, Inc. (GEG) · filed Nov 15, 2023
- Accession no.
- 0000899243-23-020405
- Filed
- Nov 15, 2023, 9:06 PM ET
- Trade date
- Nov 13-15, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $443.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Northern Right Capital Management, L.P.CIK 0001346543 | 10% Owner, Other: Member of 13D 10% Group |
| BC Advisors LLCCIK 0001349003 | 10% Owner |
| Northern Right Capital (QP), L.P.CIK 0001451722 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 13, 2023 | Common Stock | PPurchaseAcquired | +14,438 | $1.95 | +$28,112.23 | 3,984,222 | Indirect | |
| Nov 14, 2023 | Common Stock | PPurchaseAcquired | +185,562 | $1.99 | +$368,915.81 | 4,169,784 | Indirect | |
| Nov 15, 2023 | Common Stock | PPurchaseAcquired | +23,384 | $1.99 | +$46,520.13 | 4,193,168 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.