Polaris Venture Partners VI, L.P.'s Form 4 filing
Alector, Inc. (ALEC) · filed Sep 13, 2023
- Accession no.
- 0000899243-23-018840
- Filed
- Sep 13, 2023, 4:33 PM ET
- Trade date
- Sep 11, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $3.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Polaris Venture Partners VI, L.P.CIK 0001493463 | 10% Owner |
| Polaris Venture Partners Founders' Fund VI, L.P.CIK 0001575691 | 10% Owner |
| Polaris Venture Management Co. VI, L.L.C.CIK 0001665594 | 10% Owner |
| Polaris Venture Partners VI (AIV), L.P.CIK 0001767127 | 10% Owner |
| Polaris Venture Partners VI (AIV-B), L.P.CIK 0001767130 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2023 | Common Stock | SSaleDisposed | −500,000 | $6.00 | −$3,000,000 | 10,853,817 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.