Carlyle Group Inc.'s Form 4 filing
Carlyle Credit Income Fund (CCID) · filed Aug 30, 2023
- Accession no.
- 0000899243-23-018608
- Filed
- Aug 30, 2023, 5:33 PM ET
- Trade date
- Aug 28, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market purchases total $29.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carlyle Group Inc.CIK 0001527166 | 10% Owner |
| Carlyle Holdings I GP Inc.CIK 0001548626 | 10% Owner |
| Carlyle Holdings I GP Sub L.L.C.CIK 0001548627 | 10% Owner |
| Carlyle Holdings I L.P.CIK 0001548628 | 10% Owner |
| CG Subsidiary Holdings L.L.C.CIK 0001790577 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 28, 2023 | Shares of Beneficial Interest | PPurchaseAcquired | +3,012,049 | $8.30 | +$25,000,006.7 | 3,012,049 | Direct | |
| Aug 28, 2023 | Shares of Beneficial Interest | PPurchaseAcquired | +504,042 | $8.30 | +$4,183,548.6 | 504,042 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 28, 2023 | Shares of Beneficial Interest | PPurchaseAcquired | +1,303,187 | $8.30 | +$10,816,452.1 | 1,303,187 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.