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Schreider Josh's Form 4 filing

Real Good Food Company, Inc. (RGF) · filed Aug 28, 2023

Accession no.
0000899243-23-018551
Filed
Aug 28, 2023
Trade date
Jul 25-Aug 24, 2023
Filing delay
34 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $13.0M. It was filed 34 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schreider JoshCIK 000188810110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 25, 2023Class A Common StockCConversionAcquired+150,000$0.00$0150,000Direct
Jul 25, 2023Class B Common StockCConversionDisposed−150,000$0.00$03,306,022Direct
Aug 24, 2023Class A Common StockCConversionAcquired+3,306,022$0.00$03,456,022Direct
Aug 24, 2023Class B Common StockCConversionDisposed−3,306,022$0.00$00Direct
Aug 24, 2023Class A Common StockSSaleDisposed−3,456,022$3.75−$12,960,082.50Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 25, 2023Class A Common StockCConversionDisposed−150,000$0.00$03,306,022Direct
Aug 24, 2023Class A Common StockCConversionDisposed−3,306,022$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)