Schwarzman Stephen A's Form 4 filing
Alight, Inc. / Delaware (ALIT) · filed Aug 22, 2023
- Accession no.
- 0000899243-23-018353
- Filed
- Aug 22, 2023, 5:46 PM ET
- Trade date
- Aug 22, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $117.3M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwarzman Stephen ACIK 0001070844 | 10% Owner |
| Blackstone Inc.CIK 0001393818 | 10% Owner |
| Blackstone Group Management L.L.C.CIK 0001404071 | 10% Owner |
| Blackstone Holdings I/II GP L.L.C.CIK 0001464695 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 22, 2023 | Class A common stock | SSaleDisposed | −6,961,421 | $7.98 | −$55,552,139.58 | 24,253,168 | Indirect | Duplicate filing |
| Aug 22, 2023 | Class V common stock | JOtherDisposed | −7,342,042 | $0.00 | $0 | 23,842,419 | Indirect | Duplicate filing |
| Aug 22, 2023 | Class A common stock | CConversionAcquired | +7,342,042 | – | – | 7,399,070 | Indirect | Duplicate filing |
| Aug 22, 2023 | Class A common stock | SSaleDisposed | −6,967,419 | $7.98 | −$55,600,003.62 | 431,651 | Indirect | Duplicate filing |
| Aug 22, 2023 | Class A common stock | SSaleDisposed | −387,714 | $7.98 | −$3,093,957.72 | 23,865,454 | Indirect | Duplicate filing |
| Aug 22, 2023 | Class A common stock | SSaleDisposed | −388,049 | $7.98 | −$3,096,631.02 | 43,602 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 22, 2023 | Class A common stock | CConversionDisposed | −7,342,042 | – | – | 23,842,419 | Indirect | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.