George W Whitney's Form 4 filing
Sprott Focus Trust Inc. (FUND) · filed Aug 17, 2023
- Accession no.
- 0000899243-23-018220
- Filed
- Aug 17, 2023
- Trade date
- Aug 16-17, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market sales total $179.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| George W WhitneyCIK 0001185838 | Director, 10% Owner, Other: Senior Portfolio Manager |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2023 | Common Stock | SSaleDisposed | −895 | $8.02 | −$7,177.9 | 329,860 | Indirect | |
| Aug 16, 2023 | Common Stock | SSaleDisposed | −894 | $8.02 | −$7,169.88 | 329,860 | Indirect | |
| Aug 17, 2023 | Common Stock | SSaleDisposed | −10,350 | $7.97 | −$82,489.5 | 319,510 | Indirect | |
| Aug 17, 2023 | Common Stock | SSaleDisposed | −10,350 | $7.97 | −$82,489.5 | 319,510 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.