BX Gates ML-1 Holdco LLC's Form 4 filing
Gates Industrial Corp Ltd. (GTES) · filed Aug 16, 2023
- Accession no.
- 0000899243-23-018177
- Filed
- Aug 16, 2023, 4:30 PM ET
- Trade date
- Aug 14, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market sales total $199.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| BX Gates ML-1 Holdco LLCCIK 0001884856 | 10% Owner |
| BX Gates ML-2 Holdco LLCCIK 0001884864 | 10% Owner |
| BX Gates ML-3 Holdco LLCCIK 0001884866 | 10% Owner |
| BX Gates ML-4 Holdco LLCCIK 0001884868 | 10% Owner |
| BX Gates ML-5 Holdco LLCCIK 0001884869 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 14, 2023 | Ordinary Shares | SSaleDisposed | −7,933,812 | $11.57 | −$91,794,204.84 | 51,110,192 | Indirect | Duplicate filing |
| Aug 14, 2023 | Ordinary Shares | SSaleDisposed | −7,671,724 | $11.57 | −$88,761,846.68 | 49,421,796 | Indirect | Duplicate filing |
| Aug 14, 2023 | Ordinary Shares | SSaleDisposed | −26,268 | $11.57 | −$303,920.76 | 169,223 | Indirect | Duplicate filing |
| Aug 14, 2023 | Ordinary Shares | SSaleDisposed | −1,618,196 | $11.57 | −$18,722,527.72 | 10,424,538 | Indirect | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.