Klein Robert M's Form 4 filing
Advanced Drainage Systems, Inc. (WMS) · filed Aug 11, 2023
- Accession no.
- 0000899243-23-018048
- Filed
- Aug 11, 2023
- Trade date
- Aug 9, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.08M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klein Robert MCIK 0001614367 | Officer (EVP, Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2023 | Common Stock | MOption exerciseAcquired | +4,297 | $27.44 | +$117,909.68 | 111,990 | Direct | |
| Aug 9, 2023 | Common Stock | MOption exerciseAcquired | +5,508 | $41.97 | +$231,170.76 | 117,498 | Direct | |
| Aug 9, 2023 | Common Stock | MOption exerciseAcquired | +1,718 | $105.82 | +$181,798.76 | 119,216 | Direct | |
| Aug 9, 2023 | Common Stock | MOption exerciseAcquired | +1,031 | $99.29 | +$102,367.99 | 120,247 | Direct | |
| Aug 9, 2023 | Common Stock | SSaleDisposed | −8,275 | $130.09 | −$1,076,494.75 | 111,972 | Direct | |
| Aug 9, 2023 | Common Stock | MOption exerciseAcquired | +2,881 | $15.74 | +$45,346.94 | 114,853 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2023 | Common Stock | MOption exerciseDisposed | −4,297 | $0.00 | $0 | 0 | Direct | |
| Aug 9, 2023 | Common Stock | MOption exerciseDisposed | −5,508 | $0.00 | $0 | 0 | Direct | |
| Aug 9, 2023 | Common Stock | MOption exerciseDisposed | −1,718 | $0.00 | $0 | 859 | Direct | |
| Aug 9, 2023 | Common Stock | MOption exerciseDisposed | −1,031 | $0.00 | $0 | 2,062 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.