Mayfield XV, A Cayman Islands Exempted Limited Partnership's Form 4 filing
Grove Collaborative Holdings, Inc. (GROV) · filed Jul 17, 2023
- Accession no.
- 0000899243-23-017400
- Filed
- Jul 17, 2023, 4:22 PM ET
- Trade date
- Jul 14, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.49M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mayfield XV, A Cayman Islands Exempted Limited PartnershipCIK 0001666825 | 10% Owner |
| Mayfield Select, A Cayman Islands Exempted Limited PartnershipCIK 0001667217 | 10% Owner |
| Mayfield XV Management (UGP), Ltd.CIK 0001708761 | 10% Owner |
| Mayfield XV Management (EGP), L.P.CIK 0001708762 | 10% Owner |
| Mayfield Select Management (UGP), Ltd.CIK 0001708788 | 10% Owner |
| Mayfield Select Management (EGP), L.P.CIK 0001708789 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2023 | Class A Common Stock | CConversionAcquired | +2,443,783 | – | – | 2,443,783 | Indirect | |
| Jul 14, 2023 | Class A Common Stock | CConversionAcquired | +432,296 | – | – | 472,296 | Indirect | |
| Jul 14, 2023 | Class A Common Stock | SSaleDisposed | −780,000 | $1.60 | −$1,248,000 | 1,663,783 | Indirect | |
| Jul 14, 2023 | Class A Common Stock | SSaleDisposed | −150,000 | $1.60 | −$240,000 | 322,296 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2023 | Class A Common Stock | CConversionDisposed | −2,443,783 | $0.00 | $0 | 241,991 | Indirect | |
| Jul 14, 2023 | Class A Common Stock | CConversionDisposed | −432,296 | $0.00 | $0 | 42,807 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.