Brooks Guillermo's Form 4 filing
Bloom Energy Corp (BE) · filed Jun 16, 2023
- Accession no.
- 0000899243-23-015864
- Filed
- Jun 16, 2023
- Trade date
- Jun 15-16, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $225.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brooks GuillermoCIK 0001868250 | Officer (EVP, Sales - Americas) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Class A Common Stock | AGrant or awardAcquired | +33,333 | $0.00 | $0 | 143,714 | Direct | |
| Jun 16, 2023 | Class A Common Stock | SSaleDisposed | −13,181 | $17.11F3 | −$225,526.91 | 130,533 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $17.09 to $17.18. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.