Nelson Andrew Rowan's Form 4 filing
Ridgepost Capital, Inc. (RPC) · filed Jun 16, 2023
- Accession no.
- 0000899243-23-015788
- Filed
- Jun 16, 2023
- Trade date
- Mar 17-Jun 14, 2023
- Filing delay
- 91 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $231.4K. It was filed 91 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nelson Andrew RowanCIK 0001889330 | Other: See Remarks |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 17, 2023 | Class A Common Stock | MOption exerciseAcquired | +133,000 | $2.03 | +$269,990 | 137,403 | Direct | |
| Mar 17, 2023 | Class A Common Stock | FTax withholdingDisposed | −59,693 | $9.25 | −$552,160.25 | 77,710 | Direct | |
| Jun 14, 2023 | Class A Common Stock | SSaleDisposed | −20,000 | $11.57F1 | −$231,400 | 57,710 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 17, 2023 | Common Stock | MOption exerciseDisposed | −133,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $11.49 to $11.63. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
The reporting person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's Common Stock.