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Schwarzman Stephen A's Form 4 filing

Altus Power, Inc. (AMPS) · filed Jun 8, 2023

Accession no.
0000899243-23-014948
Filed
Jun 8, 2023, 6:18 PM ET
Trade date
Jun 6-7, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $1.32M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schwarzman Stephen ACIK 000107084410% Owner
Blackstone Inc.CIK 000139381810% Owner
Blackstone Group Management L.L.C.CIK 000140407110% Owner
Blackstone Holdings I/II GP L.L.C.CIK 000146469510% Owner
GSO Holdings I LLCCIK 000148115710% Owner
Blackstone Holdings II L.P.CIK 000148487010% Owner
GSO Altus Holdings Associates LLCCIK 000189656910% Owner
GSO Altus Holdings LPCIK 000189658810% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 6, 2023Class A Common StockPPurchaseAcquired+15,000$5.17F1+$77,548.520,790,125Indirect
Jun 7, 2023Class A Common StockPPurchaseAcquired+224,000$5.53F5+$1,237,868.821,014,125Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of Altus Power, Inc. (the "Issuer") were purchased in multiple transactions ranging from $5.165 to $5.17, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price in the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of the Issuer were purchased in multiple transactions ranging from $5.355 to $5.64, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price in the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)