Mayfield XIV, A Cayman Islands Exempted Limited Partnership's Form 4 filing
HashiCorp, Inc. (HCP) · filed Jun 1, 2023
- Accession no.
- 0000899243-23-014239
- Filed
- Jun 1, 2023, 4:05 PM ET
- Trade date
- May 30, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.52M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mayfield XIV, A Cayman Islands Exempted Limited PartnershipCIK 0001551568 | 10% Owner |
| Mayfield XIV Management (UGP), Ltd.CIK 0001648252 | 10% Owner |
| Mayfield XIV Management (EGP), L.P.CIK 0001648253 | 10% Owner |
| Mayfield Select, A Cayman Islands Exempted Limited PartnershipCIK 0001667217 | 10% Owner |
| Mayfield Select Management (UGP), Ltd.CIK 0001708788 | 10% Owner |
| Mayfield Select Management (EGP), L.P.CIK 0001708789 | 10% Owner |
| MF Leaders H-E, L.P.CIK 0001807009 | 10% Owner |
| MF Leaders Management, L.L.C.CIK 0001883973 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 30, 2023 | Class A Common Stock | CConversionAcquired | +98,432 | –F1 | – | 98,432 | Indirect | |
| May 30, 2023 | Class A Common Stock | CConversionAcquired | +98,432 | –F1 | – | 98,432 | Indirect | |
| May 30, 2023 | Class A Common Stock | SSaleDisposed | −98,232 | $33.13F5 | −$3,254,779.8 | 200 | Indirect | |
| May 30, 2023 | Class A Common Stock | SSaleDisposed | −200 | $34.07F6 | −$6,814.06 | 0 | Indirect | |
| May 30, 2023 | Class A Common Stock | SSaleDisposed | −98,231 | $33.13F5 | −$3,254,746.66 | 201 | Indirect | |
| May 30, 2023 | Class A Common Stock | SSaleDisposed | −201 | $34.07F6 | −$6,848.13 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 30, 2023 | Class A Common Stock | CConversionDisposed | −98,432 | $0.00 | $0 | 14,366,976 | Indirect | |
| May 30, 2023 | Class A Common Stock | CConversionDisposed | −98,432 | $0.00 | $0 | 1,560,508 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.
Referenced by the price of 2 transactions in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.04 to $33.99. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.01 to $34.11. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.