Reese Jason W.'s Form 4 filing
Great Elm Group, Inc. (GEG) · filed May 31, 2023
- Accession no.
- 0000899243-23-014191
- Filed
- May 31, 2023, 8:52 PM ET
- Trade date
- May 26-31, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $18.8K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Reese Jason W.CIK 0001479613 | Director, 10% Owner |
| Long Ball Partners LLCCIK 0001308057 | 10% Owner |
| Imperial Capital Asset Management, LLCCIK 0001805378 | 10% Owner |
| Imperial Capital Group Holdings II, LLCCIK 0001961798 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 26, 2023 | Common stock, par value $0.01 per share ("Common Stock") | PPurchaseAcquired | +4,491 | $2.05 | +$9,206.55 | 6,018,583 | Indirect | |
| May 31, 2023 | Common Stock | PPurchaseAcquired | +4,678 | $2.06 | +$9,636.68 | 6,023,261 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.