Northern Right Capital Management, L.P.'s Form 4 filing
Great Elm Group, Inc. (GEG) · filed May 22, 2023
- Accession no.
- 0000899243-23-013682
- Filed
- May 22, 2023, 9:32 PM ET
- Trade date
- May 18-22, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $592.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Northern Right Capital Management, L.P.CIK 0001346543 | 10% Owner, Other: Member of 13D 10% Group |
| BC Advisors LLCCIK 0001349003 | 10% Owner |
| Northern Right Capital (QP), L.P.CIK 0001451722 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2023 | Common Stock | PPurchaseAcquired | +50,000 | $1.97 | +$98,500 | 3,699,187 | Indirect | |
| May 19, 2023 | Common Stock | PPurchaseAcquired | +243,991 | $2.00 | +$488,421.18 | 3,943,178 | Indirect | |
| May 22, 2023 | Common Stock | PPurchaseAcquired | +2,612 | $2.06 | +$5,380.72 | 3,945,790 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.