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Fluxman Leonard I's Form 4 filing

Onespaworld Holdings Ltd (OSW) · filed May 18, 2023

Accession no.
0000899243-23-013286
Filed
May 18, 2023
Trade date
Feb 16-May 16, 2023
Filing delay
91 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $383.5K. It was filed 91 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fluxman Leonard ICIK 0001063623Director, Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 16, 2023Common SharesMOption exerciseAcquired+66,667$5.75+$383,335.25316,667Indirect
Feb 16, 2023Common SharesSSaleDisposed−31,329$12.24−$383,466.96285,338Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 16, 2023Common SharesMOption exerciseDisposed−66,667$0.00$00Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

CEO, President, Executive Chairman & Director

Read the full filing on SEC EDGAR (opens in a new tab)