BBAI Ultimate Holdings, LLC's Form 4 filing
BigBear.ai Holdings, Inc. (BBAI) · filed May 18, 2023
- Accession no.
- 0000899243-23-013279
- Filed
- May 18, 2023, 5:39 PM ET
- Trade date
- May 16-17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $4.66M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| BBAI Ultimate Holdings, LLCCIK 0001886800 | Director, 10% Owner |
| Ae Industrial Partners Fund II, LPCIK 0001732533 | 10% Owner |
| Ae Industrial Partners Fund II-A, LPCIK 0001732534 | 10% Owner |
| Ae Industrial Partners Fund II-B, LPCIK 0001732535 | 10% Owner |
| Rowe David H.CIK 0001880788 | 10% Owner |
| Aeroequity GP, LLCCIK 0001880792 | 10% Owner |
| Ae Industrial Partners Fund II GP, LPCIK 0001880808 | 10% Owner |
| Greene Michael RobertCIK 0001881294 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.49. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.48. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.
Referenced by the price of 1 transaction in Table I.
Remarks
Kirk Michael Konert and Jeffrey Hart serve as a Partners of AE Industrial Partners, LP, AE Industrial Partners and each AE Party may, therefore, be considered a director of the issuer by deputization.