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Spectrum VII Investment Managers' Fund, L.P.'s Form 4 filing

Definitive Healthcare Corp. (DH) · filed May 15, 2023

Accession no.
0000899243-23-012952
Filed
May 15, 2023, 4:05 PM ET
Trade date
May 11-12, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $56.8K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Spectrum VII Investment Managers' Fund, L.P.CIK 0001626997Director, 10% Owner
Spectrum VII Co-Investment Fund, L.P.CIK 0001822087Director, 10% Owner
Spectrum Equity Associates VII, L.P.CIK 0001824228Director, 10% Owner
SEA VII Management, LLCCIK 0001824265Director, 10% Owner
SE VII DHC AIV Feeder, L.P.CIK 0001879377Director, 10% Owner
SE VII DHC Aiv, L.P.CIK 0001879386Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 11, 2023Class B Common StockJOtherDisposed−2,717,803––16,741,337Indirect
May 11, 2023Class A Common StockCConversionAcquired+2,717,803––4,743,478Indirect
May 12, 2023Class A Common StockJOtherDisposed−2,993,760$0.00$01,749,718Indirect
May 12, 2023Class A Common StockSSaleDisposed−2,301$9.11−$20,962.111,747,417Indirect
May 12, 2023Class A Common StockSSaleDisposed−3,939$9.11−$35,884.291,743,478Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 11, 2023Class A Common StockCConversionDisposed−2,717,043––16,741,337Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)