Carlyle Asia Partners IV, L.P.'s Form 4 filing
MKS Inc (MKSI) · filed May 10, 2023
- Accession no.
- 0000899243-23-012509
- Filed
- May 10, 2023, 4:59 PM ET
- Trade date
- May 8, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $172.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carlyle Asia Partners IV, L.P.CIK 0001563274 | 10% Owner |
| Carlyle Partners VI Cayman Holdings, L.P.CIK 0001838776 | 10% Owner |
| Gamma Holding Co LtdCIK 0001944422 | 10% Owner |
| CEP IV Participations, S.a r.l. SICARCIK 0001944424 | 10% Owner |
| CEP IV Managing GP, L.P.CIK 0001944602 | 10% Owner |
| CEP IV Managing GP Holdings, Ltd.CIK 0001944603 | 10% Owner |
| CAP IV General Partner, L.P.CIK 0001944819 | 10% Owner |
| Cap IV, L.L.C.CIK 0001945338 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 8, 2023 | Common Stock | SSaleDisposed | −2,000,000 | $86.13 | −$172,250,000 | 6,482,732 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Due to the limitations of the electronic filing system, each of The Carlyle Group Inc., Carlyle Holdings II GP L.L.C., Carlyle Holdings II L.L.C., CG Subsidiary Holdings L.L.C., TC Group Cayman Investment Holdings, L.P., TC Group Cayman Investment Holdings Sub L.P., TC Group VI Cayman, L.L.C. and TC Group VI Cayman, L.P. are filing a separate Form 4.