Cortese Stephen A.'s Form 4/A amendment
AmendedCalifornia BanCorp (CALB) · filed May 3, 2023
- Accession no.
- 0000899243-23-012161
- Filed
- May 3, 2023
- Trade date
- May 1-2, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 3, 2023
This filing lists 2 non-derivative transactions. Open-market purchases total $44.0K. It was filed 2 days after the trade.
This amendment replaces 0000899243-23-012088 (filed May 3, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cortese Stephen A.CIK 0001807460 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 1, 2023 | Common Stock | AGrant or awardAcquired | +725 | $16.57 | +$12,013.25 | 267,140 | Direct | |
| May 2, 2023 | Common Stock | PPurchaseAcquired | +3,000 | $14.68 | +$44,040 | 270,140 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These shares were issued to the reporting person under the issuer's Amended and Restated 2017 Equty Incentive Plan in lieu of director retainer and meeting fees.
- F2
The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.