Cuneo F Peter's Form 4 filing
CIIG Capital Partners II, Inc. · filed May 2, 2023
- Accession no.
- 0000899243-23-011992
- Filed
- May 2, 2023, 4:14 PM ET
- Trade date
- Apr 28, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 3 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cuneo F PeterCIK 0001221901 | 10% Owner |
| Cuneo GavinCIK 0001793980 | 10% Owner |
| Minnick MichaelCIK 0001794271 | 10% Owner |
| CIIG Management II LLCCIK 0001841482 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 28, 2023 | Class A Common Stock | SSaleDisposed | −215,625 | $0.0035 | −$754.69 | 6,971,875 | Direct | |
| Apr 28, 2023 | Class A Common Stock | CConversionDisposed | −6,971,875 | –F3 | – | 0 | Direct | |
| Apr 28, 2023 | Class A Common Stock | JOtherDisposed | −10,052,083 | –F5 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents shares of Class B Common Stock that converted into shares of Class A Common Stock of Zapp Electric Vehicles, Inc. (f/k/a CIIG Capital Partners II, Inc.) (the "Issuer") in connection with the business combination between the Issuer, Zapp Electric Vehicles Limited, Zapp Electric Vehicles Group Limited, an exempted company incorporated with limited liability under the laws of the Cayman Islands ("Zapp"), and the other parties thereto (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Zapp.
Referenced by the price of 2 transactions in Table I.
- F3
The shares of Class B Common Stock are convertible for shares of the Issuer's Class A Common Stock as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-254078) (the "Registration Statement").
Referenced by the price of 1 transaction in Table II.
- F5
Represents private placement warrants purchased in connection with the Issuer's initial public offering which converted into the same number of warrants of Zapp in connection with the Business Combination.
Referenced by the price of 1 transaction in Table II.