Chicago Pacific Founders Fund-A, L.P.'s Form 4 filing
P3 Health Partners Inc. (PIII) · filed Apr 28, 2023
- Accession no.
- 0000899243-23-011890
- Filed
- Apr 28, 2023, 6:12 PM ET
- Trade date
- Apr 6, 2023
- Filing delay
- 22 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 2 derivative transactions. Open-market purchases total $5.59M. It was filed 22 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chicago Pacific Founders Fund-A, L.P.CIK 0001621662 | 10% Owner |
| Chicago Pacific Founders Fund, L.P.CIK 0001621663 | 10% Owner |
| Chicago Pacific Founders Fund-B, L.P.CIK 0001674021 | 10% Owner |
| Chicago Pacific Founders UGP, LLCCIK 0001897558 | 10% Owner |
| Chicago Pacific Founders GP, L.P.CIK 0001898470 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 6, 2023 | Class A Common Stock | PPurchaseAcquired | +4,739,120 | $1.18 | +$5,592,161.6 | 104,740,954 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 6, 2023 | Class A Common Stock | PPurchaseAcquired | +4,279,031 | $0.00 | $0 | 4,708,211 | Indirect | |
| Apr 6, 2023 | Class A Common Stock | PPurchaseAcquired | +966,253 | $0.00 | $0 | 966,253 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.