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Slam Sponsor, LLC's Form 4 filing

Slam Corp. (SLAM) · filed Apr 26, 2023

Accession no.
0000899243-23-011752
Filed
Apr 26, 2023
Trade date
Apr 25, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 derivative transactions. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Slam Sponsor, LLCCIK 000183809610% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 25, 2023Class A ordinary sharesCConversionAcquired+5,000$1.00F1+$5,00014,231,000Direct
Apr 25, 2023Class A ordinary sharesSSaleDisposed−10,000$1.00F4−$10,00014,221,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported transaction represents the exempt exercise of an option to repurchase 5,000 Class B ordinary shares, par value $0.0001 (the "Class B Shares") previously sold by Slam Sponsor, LLC (the "Sponsor") to Ann Berry pursuant to that certain Securities Assignment Agreement dated March 11, 2022, among the Sponsor, the issuer and Ann Berry, which provided the Sponsor with an option to repurchase the Class B Shares upon Ann Berry's resignation from the issuer's board of directors prior to vesting, at the original purchase price (approximately $1.00 per share) paid by Ann Berry.

Referenced by the price of 1 transaction in Table II.

F4

On April 25, 2023, the Sponsor sold 10,000 Class B Shares to Lisa Hatton Harrington for $10,000, or approximately $1.00 per share, in connection with Ms. Harrington's appointment to the board of directors of the issuer.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)