Soderberg Shawn Marie's Form 4 filing
Bloom Energy Corp (BE) · filed Apr 18, 2023
- Accession no.
- 0000899243-23-011409
- Filed
- Apr 18, 2023
- Trade date
- Apr 15-17, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $173.3K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Soderberg Shawn MarieCIK 0001591851 | Officer (EVP, GC & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +15,000 | $0.00 | $0 | 474,862 | Direct | |
| Apr 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +4,117 | $0.00 | $0 | 478,979 | Direct | |
| Apr 17, 2023 | Class A Common Stock | SSaleDisposed | −9,348 | $18.54F2 | −$173,311.92 | 469,631 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 20,000 | Direct | |
| Apr 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −4,117 | $0.00 | $0 | 28,825 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.47 to $18.5533. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.