Mallard Holdco, LLC's Form 4/A amendment
AmendedDuckhorn Portfolio, Inc. (NAPA) · filed Apr 18, 2023
- Accession no.
- 0000899243-23-011398
- Filed
- Apr 18, 2023
- Trade date
- Apr 6, 2023
- Filing delay
- 12 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Apr 10, 2023
This filing lists 1 non-derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market sales total $92.1M. It was filed 12 days after the trade.
This amendment restates part of 0000899243-23-011025 (filed Apr 10, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mallard Holdco, LLCCIK 0001850753 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 6, 2023 | Common Stock | JOtherDisposed | −742,702 | –F1 | – | 61,404,559 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000899243-23-011025 (filed Apr 10, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 6, 2023 | Common Stock | SSaleDisposed | −6,000,000 | $15.35 | −$92,100,000 | 62,147,261 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Mallard Holdco, LLC is amending its Form 4 filed on April 10, 2023 to correct an administrative error that inadvertently reported that Mallard Holdco, LLC declared a distribution of 743,606 shares of common stock rather than a distribution of 742,702 shares of common stock.
Referenced by the price of 1 transaction in Table I.