Dansey Roger D's Form 4/A amendment
AmendedSeagen Inc. (SGEN) · filed Apr 12, 2023
- Accession no.
- 0000899243-23-011226
- Filed
- Apr 12, 2023
- Rule 10b5-1 plan
- Checked
- Original filed
- Apr 7, 2023
This filing lists no transactions. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $68.6K.
This amendment restates part of 0001203311-23-000034 (filed Apr 7, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dansey Roger DCIK 0001741836 | Officer (President, R&D & CMO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001203311-23-000034 (filed Apr 7, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2023 | Common Stock | AGrant or awardAcquired | +609 | $0.00 | $0 | 99,722 | Direct | |
| Apr 6, 2023 | Common Stock | SSaleDisposed | −333 | $205.86 | −$68,551.38 | 99,389 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment to the Form 4 originally filed on April 7, 2023 is being filed solely to check the Rule 10b5-1(c) Transaction Indication box and provide related disclosure. The sale reported on this Form 4 was effected pursuant to a written plan, adopted on November 17, 2020, that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.
- F2
Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.