Simpson Todd E's Form 4 filing
Seagen Inc.SGEN · filed Apr 12, 2023
- Accession no.
- 0000899243-23-011217
- Filed
- Apr 12, 2023
- Trade date
- Apr 10, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $11.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Simpson Todd ECIK 0001216477 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 10, 2023 | Common Stock | MOption exerciseAcquired | +14,980 | $46.37 | +$694,622.6 | 133,926 | Direct | |
| Apr 10, 2023 | Common Stock | SSaleDisposed | −14,980 | $204.14F3 | −$3,058,017.2 | 118,946 | Direct | |
| Apr 10, 2023 | Common Stock | MOption exerciseAcquired | +40,364 | $46.37 | +$1,871,678.68 | 159,310 | Direct | |
| Apr 10, 2023 | Common Stock | SSaleDisposed | −40,364 | $204.74F4 | −$8,264,125.36 | 118,946 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 10, 2023 | Common Stock | MOption exerciseDisposed | −14,980 | $0.00 | $0 | 40,364 | Direct | |
| Apr 10, 2023 | Common Stock | MOption exerciseDisposed | −40,364 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $203.49 to $204.48. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $204.49 to $205.00. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.