Welch Daniel G's Form 4 filing
Seagen Inc. (SGEN) · filed Apr 5, 2023
- Accession no.
- 0000899243-23-010823
- Filed
- Apr 5, 2023
- Trade date
- Apr 3, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 18 non-derivative transactions and 3 derivative transactions. Open-market sales total $6.25M. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0000899243-23-011219 (Apr 12, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Welch Daniel GCIK 0001206199 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 3, 2023 | Common Stock | MOption exerciseAcquired | +995 | $38.82 | +$38,625.9 | 7,894 | Direct | |
| Apr 3, 2023 | Common Stock | SSaleDisposed | −995 | $200.11F3 | −$199,109.45 | 6,899 | Direct | |
| Apr 3, 2023 | Common Stock | MOption exerciseAcquired | +5,680 | $66.60 | +$378,288 | 12,579 | Direct | |
| Apr 3, 2023 | Common Stock | SSaleDisposed | −5,680 | $200.71F4 | −$1,140,032.8 | 6,899 | Direct | |
| Apr 3, 2023 | Common Stock | MOption exerciseAcquired | +3,575 | $66.60 | +$238,095 | 10,474 | Direct | |
| Apr 3, 2023 | Common Stock | SSaleDisposed | −3,575 | $201.59F5 | −$720,684.25 | 6,899 | Direct | |
| Apr 3, 2023 | Common Stock | MOption exerciseAcquired | +5 | $66.60 | +$333 | 6,904 | Direct | |
| Apr 3, 2023 | Common Stock | SSaleDisposed | −5 | $202.49F6 | −$1,012.45 | 6,899 | Direct | |
| Apr 3, 2023 | Common Stock | MOption exerciseAcquired | +7,158 | $56.77 | +$406,359.66 | 14,057 | Direct | |
| Apr 3, 2023 | Common Stock | SSaleDisposed | −7,158 | $202.51F7 | −$1,449,566.58 | 6,899 | Direct | |
| Apr 3, 2023 | Common Stock | MOption exerciseAcquired | +112 | $56.77 | +$6,358.24 | 7,011 | Direct | |
| Apr 3, 2023 | Common Stock | SSaleDisposed | −112 | $203.05 | −$22,741.6 | 6,899 | Direct | |
| Apr 3, 2023 | Common Stock | SSaleDisposed | −817 | $200.45F8 | −$163,767.65 | 6,082 | Direct | |
| Apr 3, 2023 | Common Stock | SSaleDisposed | −851 | $201.51F9 | −$171,485.01 | 5,231 | Direct | |
| Apr 3, 2023 | Common Stock | SSaleDisposed | −1,082 | $202.54F10 | −$219,148.28 | 4,149 | Direct | |
| Apr 3, 2023 | Common Stock | SSaleDisposed | −3,124 | $200.45F8 | −$626,205.8 | 19,936 | Indirect | |
| Apr 3, 2023 | Common Stock | SSaleDisposed | −3,317 | $201.51F9 | −$668,408.67 | 16,619 | Indirect | |
| Apr 3, 2023 | Common Stock | SSaleDisposed | −4,284 | $202.54F10 | −$867,681.36 | 12,335 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 3, 2023 | Common Stock | MOption exerciseDisposed | −995 | $0.00 | $0 | 0 | Direct | |
| Apr 3, 2023 | Common Stock | MOption exerciseDisposed | −9,260 | $0.00 | $0 | 0 | Direct | |
| Apr 3, 2023 | Common Stock | MOption exerciseDisposed | −7,270 | $0.00 | $0 | 1,990 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.10 to $200.43. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.27 to $201.26. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects sales of common stock executed in multiple transactions at prices ranging from $201.28 to $202.03. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects sales of common stock executed in multiple transactions at prices ranging from $202.32 to $202.60. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F7
Reflects sales of common stock executed in multiple transactions at prices ranging from $201.92 to $202.91. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F8
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.10 to $201.07. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 2 transactions in Table I.
- F9
Reflects sales of common stock executed in multiple transactions at prices ranging from $201.10 to $202.05. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 2 transactions in Table I.
- F10
Reflects sales of common stock executed in multiple transactions at prices ranging from $202.11 to $203.05. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 2 transactions in Table I.