OCM Growth Holdings LLC's Form 4 filing
Runway Growth Finance Corp. (RWAY) · filed Mar 30, 2023
- Accession no.
- 0000899243-23-010046
- Filed
- Mar 30, 2023, 9:30 PM ET
- Trade date
- Mar 28-29, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $895.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| OCM Growth Holdings LLCCIK 0001693272 | Director, 10% Owner |
| Brookfield Multi-Strategy Master Fund LPCIK 0001909657 | Director, 10% Owner |
| BROOKFIELD CorpCIK 0001001085 | 10% Owner |
| Oaktree Fund GP I, L.P.CIK 0001402746 | 10% Owner |
| Brookfield Oaktree Holdings, LLCCIK 0001403528 | 10% Owner |
| Oaktree Capital I, L.P.CIK 0001403530 | 10% Owner |
| Brookfield OCM Holdings II, LLCCIK 0001407178 | 10% Owner |
| Brookfield OCM Holdings, LLCCIK 0001407181 | 10% Owner |
| Oaktree Fund GP, LLCCIK 0001499005 | 10% Owner |
| BAM Partners TrustCIK 0001861643 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2023 | Common Stock, par value $0.01 per share | SSaleDisposed | −24,744 | $11.96 | −$295,987.73 | 21,104,923 | Direct | |
| Mar 29, 2023 | Common Stock, par value $0.01 per share | SSaleDisposed | −50,256 | $11.94 | −$599,805.36 | 21,054,667 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.