Michel Gerard J's Form 4 filing
Delcath Systems, Inc. (DCTH) · filed Mar 30, 2023
- Accession no.
- 0000899243-23-010009
- Filed
- Mar 30, 2023, 9:00 AM ET
- Trade date
- Mar 29, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 2 derivative transactions. Open-market purchases total $95.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Michel Gerard JCIK 0001235644 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 29, 2023 | Common Stock | PPurchaseAcquired | +19,646 | $4.84 | +$95,086.64 | 197,235 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 29, 2023 | Common Stock | PPurchaseAcquired | +31,110 | $0.125 | +$3,888.75 | 31,110 | Direct | |
| Mar 29, 2023 | Common Stock | PPurchaseAcquired | +16,666 | $0.125 | +$2,083.25 | 16,666 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.