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Prescott Group Aggressive Small Cap LP's Form 4 filing

Performant Healthcare Inc (PHLT) · filed Mar 17, 2023

Accession no.
0000899243-23-008925
Filed
Mar 17, 2023, 5:26 PM ET
Trade date
Mar 15-17, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $822.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Prescott Group Aggressive Small Cap LPCIK 000112742810% Owner
Frohlich PhilCIK 000112742910% Owner
Prescott Group Capital Management, L.L.C.CIK 000116615210% Owner
Prescott Group Aggressive Small Cap Master Fund GPCIK 000127988010% Owner
Prescott Group Aggressive Small Cap II LPCIK 000127988210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 15, 2023Common Stock, par value $0.0001 per sharePPurchaseAcquired+5,635$2.85+$16,059.7515,460,339Indirect
Mar 16, 2023Common Stock, par value $0.0001 per sharePPurchaseAcquired+2,770$2.80+$7,75615,463,109Indirect
Mar 17, 2023Common Stock, par value $0.0001 per sharePPurchaseAcquired+300,182$2.66+$798,484.1215,763,291Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)