Welch Daniel G's Form 4 filing
Seagen Inc.SGEN · filed Mar 17, 2023
- Accession no.
- 0000899243-23-008886
- Filed
- Mar 17, 2023
- Trade date
- Mar 15, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $720.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Welch Daniel GCIK 0001206199 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2023 | Common Stock | MOption exerciseAcquired | +2,037 | $38.82 | +$79,076.34 | 9,256 | Direct | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −2,037 | $200.05F3 | −$407,501.85 | 7,219 | Direct | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −320 | $200.05F3 | −$64,016 | 6,899 | Direct | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −1,246 | $200.05F3 | −$249,262.3 | 23,060 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2023 | Common Stock | MOption exerciseDisposed | −2,037 | $0.00 | $0 | 995 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.00 to $200.20. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 3 transactions in Table I.