Buffett Warren E's Form 4 filing
Occidental Petroleum CorpOXY · filed Mar 15, 2023
- Accession no.
- 0000899243-23-008649
- Filed
- Mar 15, 2023, 8:01 PM ET
- Trade date
- Mar 13-15, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market purchases total $466.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Buffett Warren ECIK 0000315090 | 10% Owner |
| Berkshire Hathaway IncCIK 0001067983 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2023 | Common Stock | PPurchaseAcquired | +258,823 | $57.77F1 | +$14,951,221.18 | 200,412,264 | Indirect | |
| Mar 13, 2023 | Common Stock | PPurchaseAcquired | +1,542,594 | $59.03F5 | +$91,066,419.75 | 201,954,858 | Indirect | |
| Mar 13, 2023 | Common Stock | PPurchaseAcquired | +1,344,479 | $59.60F6 | +$80,133,234.01 | 203,299,337 | Indirect | |
| Mar 14, 2023 | Common Stock | PPurchaseAcquired | +845,778 | $59.70F7 | +$50,492,777.44 | 204,145,115 | Indirect | |
| Mar 14, 2023 | Common Stock | PPurchaseAcquired | +1,915,948 | $60.38F8 | +$115,691,646.06 | 206,061,063 | Indirect | |
| Mar 14, 2023 | Common Stock | PPurchaseAcquired | +461,341 | $61.29F9 | +$28,273,559.99 | 206,522,404 | Indirect | |
| Mar 15, 2023 | Common Stock | PPurchaseAcquired | +1,407,785 | $56.66F10 | +$79,770,870.02 | 207,930,189 | Indirect | |
| Mar 15, 2023 | Common Stock | PPurchaseAcquired | +110,216 | $57.15F11 | +$6,299,241.18 | 208,040,405 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $57.2800 to $58.2750. The Reporting Persons undertake to provide Occidental Petroleum Corporation ("Occidental"), any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 1 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $58.2800 to $59.2775. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 5 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $59.2800 to $60.1450. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 6 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $59.0075 to $60.0075. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 7 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $60.0100 to $61.0075. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 8 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $61.0100 to $61.6250. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 9 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $56.0600 to $57.0550. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 10 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $57.0600 to $57.2950. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 11 to this Form 4.
Referenced by the price of 1 transaction in Table I.