Yu Fan's Form 4 filing
MedAvail Holdings, Inc. (MDVL) · filed Mar 15, 2023
- Accession no.
- 0000899243-23-008565
- Filed
- Mar 15, 2023, 4:30 PM ET
- Trade date
- Mar 13, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yu FanCIK 0001668029 | 10% Owner |
| Ally Bridge Group-WTT Global Life Science Capital Partners, L.P.CIK 0001808684 | 10% Owner |
| Ally Bridge Group (NY) LLCCIK 0001822947 | 10% Owner |
| Ally Bridge MedAlpha Master Fund L.P.CIK 0001831963 | 10% Owner |
| ABG Management Ltd.CIK 0001832106 | 10% Owner |
| ABG-WTT Global Life Science Capital Partners GP LtdCIK 0001832108 | 10% Owner |
| ABG-WTT Global Life Science Capital Partners GP, L.P.CIK 0001832109 | 10% Owner |
| ABG WTT-MedAvail LtdCIK 0001832110 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2023 | Common Stock | PPurchaseAcquired | +6,818,181 | $0.3212 | +$2,189,999.74 | 6,818,181 | Indirect | |
| Mar 13, 2023 | Common Stock | PPurchaseAcquired | +965,130 | $0.3212 | +$309,999.76 | 965,130 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.