Cady-Kruse Nell's Form 4 filing
Varagon Capital Corp · filed Mar 14, 2023
- Accession no.
- 0000899243-23-008439
- Filed
- Mar 14, 2023
- Trade date
- Sep 7, 2022
- Filing delay
- 188 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $40.4K. It was filed 188 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cady-Kruse NellCIK 0001918702 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2022 | Common Stock | PPurchaseAcquired | +3,977.36 | $10.16 | +$40,409.98 | 38,519.28 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
(1) Afsar Farman-Farmaian is signing on behalf of Ms. Cady-Kruse pursuant to a power of attorney dated May 28, 2022, which was previously filed in connection with Ms. Cady-Kruse's initial beneficial ownership report on Form 3 on July 26, 2022.