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Marchetti Kevin's Form 4 filing

Varagon Capital Corp · filed Mar 14, 2023

Accession no.
0000899243-23-008438
Filed
Mar 14, 2023
Trade date
Sep 7, 2022
Filing delay
188 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $16.2K. It was filed 188 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Marchetti KevinCIK 0001919600Officer (President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 7, 2022Common StockPPurchaseAcquired+1,591.54$10.16+$16,170.0515,407.5Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

(2) Afsar Farman-Farmaian is signing on behalf of Mr. Marchetti pursuant to a power of attorney dated May 27, 2022, which was previously filed in connection with Mr. Marchetti's initial beneficial ownership report on Form 3 on July 26, 2022.

Read the full filing on SEC EDGAR (opens in a new tab)